ABN 61 058 454 569
ICON ENERGY LIMITED
2015 Annual Report
77
ADDITIONAL SHAREHOLDER INFORMATION
Unmarketable Parcels as at 29 September 2015
Minimum Parcel Size
Holders
Units
13,514
3,060
16,941,420
Voting Rights
Shares Held
% of Issued
Capital
HK PROSPEROUS TECHNOLOGY LIMITED
80,318,393
13.33
HSBC CUSTODY NOMINEES (AUSTRALIA) LIMITED - A/C 2
49,108,609
8.15
RAY JAMES
23,193,655
3.85
HOWARD LU
16,068,181
2.67
CITICORP NOMINEES PTY LIMITED
9,240,087
1.53
TAIWAN FRUCTOSE CO LTD
9,000,000
1.49
MRS DIANNE BETH BALDWIN
8,509,600
1.41
HSBC CUSTODY NOMINEES (AUSTRALIA) LIMITED
7,569,726
1.26
J P MORGAN NOMINEES AUSTRALIA LIMITED
5,863,345
0.97
5,025,825
0.83
CABLEX INDUSTRIES PTY LTD
4,991,332
0.83
SAMBOR NOMINEES PTY LTD <SUSANNE & MONIAK SAMBOR A/C>
4,522,256
0.75
MR CHIEN HUA LEE
4,500,000
0.75
ALPHA GEM PTY LTD
4,304,581
0.71
MR CHRISTOPHER JOHN MARTIN
4,012,056
0.67
3,620,058
0.60
3,393,181
0.56
3,178,378
0.53
3,077,829
0.51
2,900,678
0.48
252,397,770
41.89
350,112,434
58.11
Substantial Holders
Shares Held
% of Issued
Capital
HK PROSPEROUS TECHNOLOGY LIMITED
80,318,393
13.33
39,347,341
6.53
119,665,734
19.86
Rank
Name
Minimum $ 500.00 parcel at $ 0.037 per unit
All ordinary shares carry one vote per share without restriction.
Twenty Largest Ordinary Shareholders
For the names of the twenty largest holders as at 29 September 2015:
1
5
3
4
6
2
7
9
10 MR TIMOTHY ALLEN KENNEDY + MRS GLENDA KAY KENNEDY <TA & GK
KENNEDY S/F NO2 A/C>
11
8
12
13
14
16 MOROHI PTY LTD
15
18 JOHN E GILL TRADING PTY LTD
LINK ORANGE PTY LTD
19 ZONEX CAPITAL PTY LTD
17
2
Totals: Substantial holders of FULLY PAID ORDINARY SHARES
20
Rank
Name
1
IAN PETHERBRIDGE RETIREMENT FUND PTY LTD <IAN PETHERBRIDGE R/F
A/C>
Totals: Top 20 holders of FULLY PAID ORDINARY SHARES (TOTAL)
Total Remaining Holders Balance
MR CHING-TANG LI (HOLDING THROUGH HSBC CUSTODY NOMINEES
(AUSTRALIA) LIMITED - A/C 2)
n arketable Parcels as at 29 Septe ber 2015
Minimum Parcel Size
Holders
Units
13,514
3,060
16,941,420
Voting Rights
Shares Held
of Issued
Capital
HK PR SPEROUS TECHNOL Y LI ITED
80,318,393
13.33
HSBC CUSTODY NOMINEES (AUSTRALIA) LI ITED - A/C 2
49,108,609
8.15
RAY JAMES
23,193,655
3.85
HO ARD LU
16,068,181
2.67
CITICORP N INEES PTY LIMITED
9,240,087
1.53
TAIWAN FRUCTOSE C LTD
9,000,000
1.49
MRS DIANNE BETH BALDWIN
8,509,600
1.41
HSBC CUSTODY NOMINEES (AUSTRALIA) LIMITED
7,569,726
1.26
J P MORGAN NOMINEES AUSTRALIA LIMITED
5,863,345
0.97
5,025,825
0.83
CABLEX INDUSTRIES PTY LTD
4,991,332
0.83
SA BOR NOMINEES PTY LTD <SUSANNE & MONIAK SAMBOR A/C>
4,522,256
0.75
MR CHIEN HUA LEE
4,500,000
0.75
ALPHA GEM PTY LTD
4,304,581
0.71
MR CHRISTOPHER J HN MARTIN
4,012,056
0.67
3,620,058
0.60
3,393,181
0.56
3,178,378
0.53
3,077,829
0.51
2,900,678
0.48
252,397,770
41.89
350,112,434
58.11
Substantial Holders
Shares Held
of Issued
Capital
HK PROSPEROUS TECHNOLOGY LIMITED
80,318,393
13.33
39,347,341
6.53
119,665,734
19.86
Rank
Na e
ini u $ 500.00 parcel at $ 0.037 per unit
All ordinary shares carry one vote per share without restriction.
Twenty Largest rdinary Shareholders
For the na es of the t enty largest holders as at 29 Septe ber 2015:
1
5
3
4
6
2
7
9
10 MR TI
THY ALLEN KENNEDY + MRS GLENDA KAY KENNEDY <TA & GK
KENNEDY S/F NO2 A/C>
11
8
12
13
14
16 MOROHI PTY LTD
15
18 JOHN E GILL TRADIN PTY LTD
LINK ORANGE PTY LTD
19 Z NEX CAPITAL PTY LTD
17
2
Totals: Substantial holders of FULLY PAID RDINARY SHARES
20
Rank
Na e
1
IAN PETHERBRID E RETIRE ENT FUND PTY LTD <IAN PETHERBRIDGE R/F
A/C>
Totals: Top 20 holders of FULLY PAID ORDINARY SHARES (T TAL)
Total Remaining Holders Balance
MR CHING-TANG LI (HOLDING THROU H HSBC CUST DY N MINEES
(AUSTRALIA) LIMITED - A/C 2)
Unmarketable Parcels as at 29 September 2015
Minimum Parcel Size
Holders
Units
13,514
3,060
16,941,420
Voting Rights
Shares Held
% of Issued
Capital
HK PROSPEROUS TECHNOLOGY LIMITED
80,31 ,393
13.33
HSBC CUSTODY NOMINEES (AUSTRALIA) LIMITED - A/C 2
49,108,609
8.15
RAY JAMES
23,193,655
3.85
HOWARD LU
16,068,181
2.67
CITICORP NOMINE S PTY LIMITED
9,24 , 87
1.53
TAIWAN FRUCTOSE CO LTD
9,0 0,000
1. 9
MRS DIANNE BETH BALDWIN
8,509,600
.41
HSBC CUSTODY NOMINEES (AUSTRALIA) LIMITED
7,569,726
1.26
J P MORGAN NOMINEES AUSTRALIA LIMITED
5,863,345
.97
5,025,825
0.83
CABLEX I DUSTRIES PTY LTD
4,991,332
0.83
SAMBOR NOMINEES PTY LTD <SUSANNE & MONIAK SAMBOR A/C>
4,522,256
0.7
MR CHIEN HUA LEE
4,500,000
0. 5
ALPHA GEM PTY LTD
4,304,581
0.71
R CHRIS OPHER JOHN MARTIN
4,012,056
0.67
3,620,058
0.60
3,393,181
0.56
3,178,378
0.53
3,077,829
0.51
2,900,678
0.48
252,397,770
41.89
350,112,434
58.11
Substantial Holders
Shares Held
% of Issued
Capital
HK PROSPEROUS TECHNOLOGY LIMITED
80, 18, 93
13.33
39,347,341
6.53
119,665,734
19.86
Rank
Name
Minimum $ 500.00 parcel at $ 0.037 per unit
All ordinary shares carry one vote per share without restriction.
Twenty Largest Ordinary Shareholders
For the names of the twenty largest holders as at 29 September 2015:
1
5
3
4
6
2
7
9
10 MR TIMOTHY ALLEN KENNEDY + MRS GLENDA KAY KENNEDY <TA & GK
KENNEDY S/F NO2 A/C>
1
8
12
13
4
6 MOR HI PTY LTD
15
18 JOHN E GILL TRADING PTY LTD
LINK ORANGE PTY LTD
19 ZONEX CAPITAL PTY LTD
17
2
Totals: Substantial holders of FULLY PAID ORDINARY SHARES
20
Rank
Name
1
IAN PETHERBRIDGE RETIREMENT FUND PTY LTD <IAN PETHERBRIDGE R/F
A/C>
Tot ls: Top 20 holders of FULLY PAID ORDINARY SHARES (TOTAL)
Total Remaining Holders Balance
MR CHING-TANG LI (HOLDING THROUGH HSBC CUSTODY NOMINEES
(AUSTRALIA) LIMITED - A/C 2)
Mini um Parcel Size
Holders
Units
13,514
3,060
16,9 1,420
Voting Rights
Shares Held
% of Issued
Capital
HK PROSPEROUS TECHNOLOGY LIMITED
80,318, 93
13.33
HSBC CUSTODY NOMINEES (AUSTRALIA) LIMITED - A/C 2
49,108,609
8.15
RAY JAMES
23,193,655
3.85
HOWARD LU
16,0 8, 81
2.67
CITICORP NOMINEES PTY LIMITED
9,240,087
1.53
TAIWAN FRUCTOSE CO LTD
9,0 0,000
1.49
MRS DIANNE BETH BAL WIN
8,509,600
1.41
HSBC CUSTODY NOMINEES (AUSTRALIA) LIMITED
7,569,726
1.26
J P MORGAN NOMINE S AUSTRALIA LIMITED
5,863,345
0.97
5,025,825
0.83
CABLEX INDUSTRIES PTY LTD
4,991,332
0.83
SAMBOR NOMIN ES PTY LTD < USANNE & MONIAK SAMBOR A/C>
4,5 2,256
0.75
MR CHIEN HUA LEE
4,50 ,000
0.75
ALPHA GEM PTY LTD
4,304,581
0.71
MR CHRISTOPHER JOHN MARTIN
4,012,056
0.67
3,620,058
.60
3, 93, 81
0.56
3,178,378
0.53
3,077,829
0.51
2,900,678
0.48
252,39 ,770
41.89
350,112,434
58.11
Substantial Holders
Shares Held
% of Issued
Capital
HK PROSPEROUS TECHN LOGY LIMITED
80,318, 93
1 .33
9,347,341
6.53
119,665,734
19.86
Rank
Name
Minimum $ 500.00 parcel at $ 0.037 per unit
All ordinary shares carry one vot per share without restriction.
Twenty Largest Ordinary Shareholders
For the names of the twenty largest holder as at 29 S ptember 2015:
1
5
3
4
6
2
7
9
10 MR TIMOTHY ALLEN KENNEDY + MRS GLENDA KAY KENNEDY <TA & GK
KENNED S/F NO2 A/C>
11
8
12
13
14
16 M ROHI PTY LTD
15
18 JOHN E GILL TRADING PTY LTD
LINK ORANGE PTY LTD
19 ZONEX CAPITAL PTY LTD
17
2
Totals: Substantial holders of FULLY PAID ORDINARY SHARES
20
Rank
Name
1
IAN PETHE BRIDGE RETIREMENT FUND PTY LTD <IAN PETHE BRIDGE R/F
A/C>
Totals: Top 20 holders of FULLY PAID ORDINARY SHARES (TOTAL)
Total Remaining Holders Balance
MR CHING-TANG LI ( OLDING THROUG HSB CUSTODY NOMINEES
(AUSTRALIA) LIMITED - A/C 2)
1 941
g
ts
a s H ld
I
d
Cap l
H
O E TECHN Y L M E
18,3
3.
H
L IMI E
0 09
5
A
, 9 5
3 85
OWA U
16,
2.67
C P OM NE
,
T
O
,
0
1.49
RS A E BA I
8 5 9, 0
B
D N E A T AL )
56 ,7
. 6
, 4
0.
5 025, 5
3
A
ES P D
4,99 3
.
AM
Y S N
B R C
52 25
7
EE
4 0
T T
04,5 1
. 1
O ART
4 2 56
.
, 8
,
,1
3
3 77
0.
0.
.8
3 ,
3
8.
S
l
er
ha H
% o u
K
0,
3
4
6 3
11 5 3
9.8
R k
am
Minimum $ 500.0 p l t $ .037 pe
ll or i
y s a s y o e t p h r i
r i i
ge O ary S o s
F
a
twe y a g t ld s as 2 ept
r 01
5
4
2
9
1
M MO
N
LE A Y E
N Y
N C
8
2
13
4
I P
8
O
ILL
D N PTY L D
L
ANG
1
Z
C I AL P
7
Tot ls u
l olde o L Y P D I
R SH S
20
e
1
E E T FU D P
<IAN P H R D E /
0 o
D
I
Y ARE T
T t l
TH O G
CU TOD O IN
( ST A T - / )
9
A/C>
o
l
D AR
A
, 0
4
,
1
a s
s o U LY A
L
To m
7
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f
S
(
0,
42
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